
Published in the Službeni glasnik RS, No. 129 of December 28, 2021
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I BASIC PROVISIONS
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II BASIC CHARACTERISTICS OF FINANCIAL INSTRUMENTS
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III RIGHT OF LIEN ON FINANCIAL INSTRUMENTS
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IV PUBLIC OFFER OF SECURITIES AND ENGAGEMENT IN TRADING
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V REPORTING OBLIGATIONS
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1. REGULAR REPORTING
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2. OCCASIONAL REPORTING
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a) Reporting on Significant Participation
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b) Obligations of Issuers
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a) Reporting on Significant Participation
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3. ACCESS TO PRESCRIBED DATA
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4. SUPERVISION OF THE COMMISSION
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1. REGULAR REPORTING
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VI REGULATED MARKETS
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VII DATA DELIVERY SERVICES
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APA Requirements
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CTP Requirements
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ARM Requirements
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APA Requirements
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VIII INVESTMENT COMPANIES
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IX TRANSPARENCY REQUIREMENTS FOR TRADING VENUES SPECIAL PROVISIONS ON TRANSPARENCY, POWERS IN RESPECT OF INTRODUCTION OF CERTAIN INVESTOR PROTECTION MEASURES AND PROVISION OF SERVICES AND PERFORMANCE OF ACTIVITIES BY FOREIGN COMPANIES
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2. TRANSPARENCY FOR SYSTEMATIC INTERNALISERS AND INVESTMENT FIRMS TRADING OVER-THE-COUNTER (OUTSIDE OF A REGULATED MARKET)
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3. POSITION LIMITS AND POSITION MANAGEMENT CONTROLS IN COMMODITY DERIVATIVES AND REPORTING
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2. TRANSPARENCY FOR SYSTEMATIC INTERNALISERS AND INVESTMENT FIRMS TRADING OVER-THE-COUNTER (OUTSIDE OF A REGULATED MARKET)
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X MARKET INTERMEDIARIES
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XI PROTECTION FOR RETAIL INVESTORS
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XII MARKET ABUSE
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XIII SETTLEMENT FINALITY IN SETTLEMENT SYSTEM
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XIV CENTRAL SECURITIES DEPOSITORY AND CLEARING HOUSE
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XV SECURITIES COMMISSION
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XVI POWERS AND COMPETENCES OF THE COMMISSION
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XVII PENAL PROVISIONS
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1. CRIMINAL OFFENCES
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2. COMMERCIAL OFFENCES
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3. PECUNIARY SANCTIONS
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1. CRIMINAL OFFENCES
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XVIII TRANSITIONAL AND FINAL PROVISIONS
